Practice Areas

Securities and Capital Markets

Experienced Capital Markets Counsel for Evolving Businesses

Lotz & Company offers securities and capital markets advice to public and private companies, investors and financial intermediaries. Based in Vancouver and Langley and serving domestic and international clients, our lawyers advise on capital raising transactions, securities compliance and governance matters at every stage of growth.

We bring decades of transactional experience and a pragmatic, business-oriented approach to capital markets work. Our team regularly advises emerging companies, established issuers and market participants navigating changing regulatory requirements and the ebb and flow of market conditions.

Our Securities and Capital Markets Capabilities:

We advise on a broad range of securities and capital markets matters, including:

  • Prospectus and private placement offerings
  • Go-public pathways, including RTOs, spin-outs, IPO preparation and listing strategy
  • Continuous disclosure and reporting obligations
  • Corporate governance and board advisory
  • Insider reporting and equity compensation matters
  • Regulatory compliance with securities regulators
  • Shareholder meetings, circulars and proxy matters

Business-Focused Securities Advice

As a Vancouver securities law firm, Lotz & Company approaches capital markets work through a business-law lens. We work closely with management teams, boards, founders and investors to align legal strategy with commercial goals – whether raising capital, preparing for a liquidity event or managing ongoing public-company obligations.

Our securities and capital markets practice is supported by our corporate, M&A and banking and finance practices, allowing us to provide seamless advice across transactions, financings and governance matters.

Why Lotz & Company

We are trusted advisors to businesses operating in fast-moving and highly regulated environments. Clients choose Lotz & Company for securities and capital markets matters because we offer:

  • Decades of capital markets experience gained from national firms
  • Boutique responsiveness and attention to detail
  • Clear, practical guidance on complex regulatory issues
  • Discreet and efficient execution on high-stakes transactions